RT Dissertation/Thesis
T1 Sharing forest resources in the Northern Uplands of Vietnam : an institutional analysis
A1 Tran,Thi Thu Huong
WP 2017/01/03
AB After decades of policies favoring centralization, Vietnam has been moving toward decentralization in the forestry sector since the 1990s. This shift began with the provision of incentives for allocating and/or leasing forest and forest land to state- and non-state stakeholders for long-term management. Along with forest land allocation, the government has implemented various nationwide reforestation, afforestation, and forest protection programs. These programs are the Greening the Barren Hills Program (known as Program 327) from 1992 to 1998, the Five Million Hectare Reforestation Program (known as Program 661) from 1998 to 2010, the Program 661’s successor - the Plan for Forest Protection and Development from 2011 to 2020, and the Payments for Forest Environmental Services Program (PFES) from 2011 to today. 
The goal of these programs is to provide incentives to encourage farmers to participate in forest conservation activities. To date, there is limited research using the institutional approach on incentives and on the implementation of decentralization programs. There is also a lack of research on innovative ways to improve administrative and transaction cost aspects of these programs. A greater understanding of how these programs have been implemented at local levels, how they affect local forest management efforts, and the role of stakeholders is crucial to provide insights and policy recommendations for future forest conservation policies. This dissertation aims to fill this research gap by analyzing the implementation of current national forestry policies through an institutional approach and by proposing the acknowledgment of the role of state bodies, namely, state forest enterprises (SFEs), as implementing agencies at local levels under the Payments for Forest Environmental Services Program. This research is based on data collected from individual in-depth interviews and focus group discussions in 2012 and 2014 in Da Bac district, Hoa Binh province in northwestern Vietnam.
Despite the important role of the transaction cost analysis for assessing the effectiveness of institutional arrangements within natural resource management, this type of analysis is often neglected in policy analysis. Therefore, this study’s analysis of transaction costs borne by participating farmers in Program 661 contributes to the small handful of empirical studies on private TCs associated with natural resource management activities. Moreover, proposing SFEs to function as intermediaries in the implementation of the PFES Program contributes to the limited number of studies on innovative ways to reduce transaction costs of managing this program. In addition, the dissertation contributes empirical evidence on the institutional analysis of the PFES scheme. This topic has rarely been studied and the inclusion of institutional interplay is the least researched area in the literature. As Vietnam is the first country in the region to initiate the PFES scheme nationwide, the lessons learned from the design of the PFES scheme and from its implementation in the field are valuable to other developing countries with similar conditions. Future research should evaluate national forestry policies by examining public transaction costs faced by implementing agencies. This will allow for a more comprehensive understanding of the effectiveness of forestry policies and programs and thus help the development of future policies and programs.

K1 Wald
K1 Vietnam
K1 forstwirtschaftlicher Betrieb, Haushalt
PP Hohenheim
PB Kommunikations-, Informations- und Medienzentrum der Universität Hohenheim
UL http://opus.uni-hohenheim.de/volltexte/2017/1248