RT Dissertation/Thesis T1 Environmental and economic assessment of the intensive wheat - maize production system in the North China Plain A1 Ha,Nan WP 2016/03/22 AB To ensure food security for its vast population input intensification in crop production has been one of China’s major strategies in the last decades. However, the negative environmental impact of the highly intensive crop production becomes apparent. Especially the emission of greenhouse gases (GHG) constitutes a major sustainability issue of crop production in China. The winter wheat - summer maize (WW-SM) double cropping system plays a crucial role for China’s national food security. Strong research efforts mainly focusing on field experiments insufficiently consider the economic viability of the proposed improvement strategies and farmers’actual crop management. Therefore this study aims to fill this void by assessing farmers’actual crop management in the WW-SM production system, with regard to its environmental and economic performance to derive suitable improvement strategies for more sustainable crop production in the North China Plain (NCP). This cumulative PhD thesis consists of three papers published or accepted with revisions in international peer-reviewed journals. A field survey conducted in 2011 interviewing 65 WW-SM producing farm households constitutes the core data base for the thesis’analysis. The data was supplemented by expert interviews and specific secondary data. Partial life cycle analysis and economic assessment were conducted, comprising GHG emission, product carbon footprint (PCF), gross margin (GM), variable cost per unit product and life cycle costing (LCC) as key environmental and economic indicators, respectively. The first article describes the status quo of single farm environmental and economic performance of 65 WW-SM producers. The results revealed a huge heterogeneity among farms. Astonishingly no trade-off between productivity and sustainability could be identified in the region. Building on cluster analysis, with farms grouped according to their economic and environmental performance into “poor”, “fair” and “good” producers, the regional GHG mitigation potential was estimated. Under the scenario assumption that all grain in the NCP is produced under “good” production conditions, 21% and 7% of GHG could be mitigated in wheat and maize production, respectively. To be able to address the existing heterogeneity and develop strategies towards attaining GHG mitigation in practice, the second article aimed at assessing the factors determining farmers’ current environmental and economic performance. Using stepwise multiple linear regression (SMLR) it was revealed that nitrogen (N) input and electricity for irrigation were responsible for 0.787 and 0.802 of variability (adjusted R2) in the GHG emission results of the WW and SM production, respectively. Electricity for irrigation and labor were the most significant factors explaining the differences in LCC of WW and SM production, with an adjusted coefficient of determination (adjusted R2) of 0.397 and 0.29. This finding indicates that N input, electricity for irrigation and labor are key target areas for lowering GHG emissions and production costs of the WW-SM production system in the NCP. As revealed in the second article overuse of N fertilizer, which actually constitutes a major current issue in China, offers great potential for reducing GHG emissions and production costs in the WW-SM production system. Therefore in the third article three simple and easily to apply N fertilizer recommendation strategies are tested, which could be implemented on large scale through the existing agricultural advisory system of China, at comparatively low cost. Building on the household dataset, the effects of the three N strategies under constant and changing yield levels on PCF and GM were determined for every individual farm household. The N fixed rate strategy realized the highest improvement potential in PCF and GM in WW; while the N coefficient strategy performed best in SM. The analysis furthermore revealed that improved N management has a significant positive effect on PCF, but only a marginal and insignificant effect on GM. On the other side, a potential 10 % yield loss would have only a marginal effect on PCF, but a detrimental effect on farmers’income. It will be of vital importance to avoid any yield reductions and respective severe financial losses, when promoting and implementing advanced fertilization strategies. Therefore, it is furthermore recommended to increase the price of fertilizer, improve the agricultural extensions system, and recognize farmers’ fertilizer related decision-making processes as key research areas. The presented thesis gives valuable contributions to the development of environmentally and economically more sustainable crop production systems in the NCP. The thesis concludes that an adjustment in the agricultural advisory system is required, supported by more interdisciplinary research, which is able to address the inherent complexity of realizing more sustainable crop production in China. K1 Umweltbelastung K1 Wirtschaftlichkeit K1 China K1 Nachhaltigkeit K1 Nordchinesische Tiefebene PP Hohenheim PB Kommunikations-, Informations- und Medienzentrum der Universität Hohenheim UL http://opus.uni-hohenheim.de/volltexte/2016/1178